Augustine John Smyth

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-08-23
TX	RA	APPROVED_RES	2020-02-20
DC	RA	APPROVED	2009-06-01

MD RA
APPROVED

Since 2023-08-23
TX RA
APPROVED_RES

Since 2020-02-20
DC RA
APPROVED

Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

St. Leonard, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Washington	DC	02/2006	Present
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

02/2006 → Present

Citigroup Global Markets Inc.

Washington, DC
06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

New York, NY

Washington, DC
1999-09-17 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Washington, DC

Other Businesses

*491283- POA; Investment related -Yes; Washington, District of Columbia; Power of Attorney; 08/2020; During business hours: 1; After business hours: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-17

S66 Uniform Combined State Law Examination

1997-10-17

View on SEC IAPD