Gary W Boswick

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 12/2017
  Bb&T Bank
  Norfolk, VA
• 03/2014 → 11/2017
  Bb&T Investment Services, Inc.
  Norfolk, VA
• 03/2018 → 09/2021
  Wells Fargo Clearing Services
  Norfolk, VA
• 03/2018 → 09/2021
  Wells Fargo Bank
  Norfolk, VA
• 10/2021 → Present
  Wells Fargo Clearing Services
  Raleigh, NC
• 10/2021 → Present
  Wells Fargo Bank
  Raleigh, NC

Previous Registrations

• 2018-03-22 → 2021-08-03
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Norfolk, VA
  Tarpon Springs, FL
• 2014-03-07 → 2017-11-03
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Norfolk, VA
  Chesapeake, VA
• 2009-10-23 → 2014-01-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norfolk, VA
  Norfolk, VA
  Norfolk, VA
• 2003-01-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Norfolk, VA
  Richmond, VA
  Norfolk, VA
  Norfolk, VA

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, HAMPTON, VA, START: 4/22/2024, 0 HOURS PER MONTH, 0 HOURS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2002-12-20

Designations

• Certified Financial Planner

Other Names

• Gary W Boswick
• Gary Boswick