Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-05
  • TX RA
    APPROVED
    Since 2025-03-05

Branch Locations

12400 Us Hwy 290 Ste 100, Austin, TX 78737 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Austin TX 06/2000 03/2018
Wells Fargo Clearing Services, Llc San Antonio TX 01/2025 Present
Wells Fargo Bank, Na San Antonio TX 07/2022 Present
Texas Department Of Savinds And Mortgage Lending Austin TX 04/2018 01/2019
Cadence Bank Austin TX 01/2019 07/2022
  • 06/2000 → 03/2018
    Stephens Inc
    Austin, TX
  • 01/2025 → Present
    San Antonio, TX
  • 07/2022 → Present
    Wells Fargo Bank, Na
    San Antonio, TX
  • 04/2018 → 01/2019
    Texas Department Of Savinds And Mortgage Lending
    Austin, TX
  • 01/2019 → 07/2022
    Cadence Bank
    Austin, TX
Other Businesses

RENTAL PROPERTY; INV RELATED; AUSTIN, TX; 100% OWNERSHIP; 08/2013; 1 HOUR PER MONTH; NO HOURS DURING TRADING; RENTAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-05
S63 Uniform Securities Agent State Law Examination 2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2025-03-05
  • S63 Uniform Securities Agent State Law Examination
    2025-02-10

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor