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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2025-10-08

Branch Locations

3010 Lbj Fwy. Suite 1200, Dallas, TX 75234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 11/2011 09/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2018
Cuso Financial Services, Lp San Diego CA 10/2018 04/2025
Modern Woodmen Of America Rock Island IL 07/2025 Present
Mwa Financial Services, Inc. Rock Island IL 07/2025 Present
  • 11/2011 → 09/2018
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 09/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2018 → 04/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2025 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 07/2025 → Present
    Rock Island, IL
Previous Registrations
  • 2018-10-01 → 2025-04-09
    Cuso Financial Services, L.P.
    Southlake, TX
    Weatherford, TX
    Fort Worth, TX
  • 2018-07-13 → 2018-09-26
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2012-01-04 → 2018-07-13
    Westlake, TX
  • 2007-09-10 → 2011-11-22
    Roanoke, TX
    Flower Mound, TX
    Flower Mound, TX
  • 2004-10-12 → 2007-08-28
    1717 Capital Management Company
    Roanoke, TX
    Roanoke, TX
  • 2002-10-21 → 2004-09-16
    American General Securities Incorporated
    Frisco, TX
  • 1998-01-11 → 2002-08-20
    Irving, TX
Other Businesses

Curion Insights, non-inv. related. Irving, TX. 1/2025 Panelist. 3 non-inv/0 inv.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-07
  • S66 Uniform Combined State Law Examination
    1998-01-07
Other Names
  • Chris J Knabe

View on SEC IAPD

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