Derek Leonard Johnson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Milwaukee, WI
• 11/2016 → 04/2020
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 04/2020 → 07/2025
  Mml Investors Services, Llc
  Wauwatosa, WI
• 04/2020 → 08/2025
  Massmutual Life Insurance Co
  Wauwatosa, WI
• 08/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  West Bend, WI

Previous Registrations

• 2020-04-27 → 2025-07-22
  Mml Investors Services, Llc
  Wauwatosa, WI
  Sun Prairie, WI
  Bayside, WI
• 2011-01-03 → 2020-04-21
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Milwaukee, WI
  Minneapolis, MN
  Charlotte, NC
  Menomonee Falls, WI
  St. Louis, MO
  Waukesha, WI
• 2005-10-04 → 2011-01-03
  Wells Fargo Investments, Llc
  Milwaukee, WI
  Milwaukee, WI
• 2000-05-08 → 2005-09-27
  Wells Fargo Clearing Services, Llc
  Glendale, WI

Other Businesses

Name: FINRA Inv rel: Y Add: 165 Broadway 27th Floor New York, NY. 10006 Nature: Act as a Non-public Arbitrator for Finra, and participate in the arbitration process Position: Finra Non-public Arbitrator Start date: 12/01/2012 No. HR/MO: 1 No. HR/MO during sec trading: 0

Exams

• S66 Uniform Combined State Law Examination
  1998-07-30

Other Names

• Derek L Johnson