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Michael P Oberholzer

Park Avenue Securities LLC

Canton, OH

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-18
  • OH RA
    APPROVED
    Since 2019-07-18

Branch Locations

4700 Dressler Rd Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Romig Agency, Inc. Uhrichsville OH 02/2007 12/2018
The Prudential Insurance Company Of America Uhrichsville OH 12/2018 07/2019
Pruco Securities, Llc Uhrichsville OH 12/2018 07/2019
Guardian Life Insurance Company Of America Canton OH 07/2019 Present
Park Avenue Securities Canton OH 07/2019 Present
  • 02/2007 → 12/2018
    The Romig Agency, Inc.
    Uhrichsville, OH
  • 12/2018 → 07/2019
    The Prudential Insurance Company Of America
    Uhrichsville, OH
  • 12/2018 → 07/2019
    Uhrichsville, OH
  • 07/2019 → Present
    Guardian Life Insurance Company Of America
    Canton, OH
  • 07/2019 → Present
    Park Avenue Securities
    Canton, OH
Previous Registrations
Other Businesses

1. Receiving trail compensation from sale of previous business, Start: 07/15/2019, Address: 316 East Third Street Uhrichsville, OH 44683, 1 bus hr per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Tuscarawas Central Catholic HS Finance Committee, Start: 01/03/2022, Address: 777 3rd St. NE, New Philadelphia, OH 44663, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 3. Aperio Wealth & Protection Solutions LLC-unused DBA from previous firm, Start: 10/01/2018, Address: 316 E. Third St., Uhrichsville, OH 44683, 0 total hour per month, Not investment related, No annual compensation, 4. Ash Brokerage & firms that broker Athlete Disability Protection, Start: 10/01/2025, Address: 4700 Dressler Rd NW Canton, OH 44718, 1 total hour per month; 1 during securities trading hours, Investment related, >10% annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-09-04
Other Names
  • Michael Patrick Oberholzer

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