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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Romig Agency, Inc. | Uhrichsville | OH | 02/2007 | 12/2018 |
| The Prudential Insurance Company Of America | Uhrichsville | OH | 12/2018 | 07/2019 |
| Pruco Securities, Llc | Uhrichsville | OH | 12/2018 | 07/2019 |
| Guardian Life Insurance Company Of America | Canton | OH | 07/2019 | Present |
| Park Avenue Securities | Canton | OH | 07/2019 | Present |
1. Receiving trail compensation from sale of previous business, Start: 07/15/2019, Address: 316 East Third Street Uhrichsville, OH 44683, 1 bus hr per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Tuscarawas Central Catholic HS Finance Committee, Start: 01/03/2022, Address: 777 3rd St. NE, New Philadelphia, OH 44663, 1 total hour per month; 1 during securities trading hours, Not investment related, No annual compensation, 3. Aperio Wealth & Protection Solutions LLC-unused DBA from previous firm, Start: 10/01/2018, Address: 316 E. Third St., Uhrichsville, OH 44683, 0 total hour per month, Not investment related, No annual compensation, 4. Ash Brokerage & firms that broker Athlete Disability Protection, Start: 10/01/2025, Address: 4700 Dressler Rd NW Canton, OH 44718, 1 total hour per month; 1 during securities trading hours, Investment related, >10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
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