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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-03-21 |
| MI | RA | APPROVED | 2010-01-22 |
| CA | RA | APPROVED | 2002-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 08/1997 | Present |
| Parkland Securities | Ann Arbor | MI | 08/2014 | Present |
Sale of fixed life through various insurance companies. BD OPS, LLC Parkland Securities, LLC Sigma Planning Corporation Serving as board member for Give and DELIVER SPS Family Charitable Foundation, Ann Arbor, MI. The Give and DELIVER SPS Family Charitable Foundation was created as a non-profit organization for fundraising activities with Sigma Financial Corporation, Parkland Securities, LLC, and their affiliated entities. Start date: 6/24/19, approx. 1 hr/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
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