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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-01-22 |
| GA | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
105 N Pentz Street, Dalton, GA 30720 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Marietta | GA | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Marietta | GA | 11/2016 | 11/2023 |
| Steward Partners Global Advisory, Llc | Dalton | GA | 11/2023 | Present |
| Steward Partners Investment Solutions, Llc | Dalton | GA | 11/2023 | Present |
| Steward Partners Investment Advisory, Llc | Dalton | GA | 11/2023 | Present |
CMSW FARMS, LLC, NOT INV RELATED, WOODSTOCK, GA, 50% OWNER, START: 8/2013, 0 HOURS PER MONTH/0 DURING TRADING, DUTIES: OVERSEE FARM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-20 |
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