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John David Brim

Cantor Fitzgerald Investment Advisors

New York, NY

Smith Group Asset Management, LLC

Dallas, TX

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Current Employers
Cantor Fitzgerald Investment Advisors

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-01
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

110 East 59Th Street 7Th Floor, New York, NY 10022 • United States

Smith Group Asset Management, Llc

100 Crescent Court, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-04
  • TX RA
    APPROVED
    Since 2021-08-04

Branch Locations

100 Crescent Court Suite 1150, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Asset Management Group/Discovery Management Dallas TX 03/1998 07/2021
Smith Group Asset Management, Llc Dallas TX 07/2021 Present
Cantor Fitzgerald Investment Advisors Dallas TX 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-19
S63 Uniform Securities Agent State Law Examination 1997-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-08-19
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01
Designations

View on SEC IAPD

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