Kenneth Dicicco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-03-01
NJ	RA	APPROVED	2003-04-11

TX RA
APPROVED

Since 2013-03-01
NJ RA
APPROVED

Since 2003-04-11

Branch Locations

525 Route 73 N Ste 410, Marlton, NJ 08053-3422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Marlton	NJ	03/2003	Present

03/2003 → Present

Linsco/Private Ledger Corp.

Marlton, NJ

Previous Registrations

2000-01-05 → 2003-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bala Cynwyd, PA

Other Businesses

1. 03/19/2008 - NON-VARIABLE INSURANCE/SELL TERM LIFE/MARLTON, NJ 08053

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-22

S66 Uniform Combined State Law Examination

1997-10-22

Designations

Certified Financial Planner

Other Names

Ken Dicicco

View on SEC IAPD