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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-30
TX RA APPROVED 2006-10-25
VT RA APPROVED 2000-11-01
  • PA RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED
    Since 2006-10-25
  • VT RA
    APPROVED
    Since 2000-11-01

Branch Locations

Pittsburgh, PA • United States

60 Lake St, Burlington, VT 05401 • United States

Charlotte, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington VT 08/1997 Present
Bank Of America, N.A. Burlington VT 07/2011 Present
Other Businesses

I*98366 For profit or not for profit: Non-Profit Organization Name of outside business organization: Catamount Trail Association Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 10/2/2016 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: CTA built and maintains a cross country ski trail that runs the length of Vermont along the Green Mountains. Recently it is becoming more active in Backcountry skiing and has incorporated several small regional chapters into its general membership t I*69138 For profit or not for profit: Non-Profit Organization Name of outside business organization: Vermont Businesses for Social Responsibility Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2002 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Business organization promoting socially responsible practices. I serve on several committees including finance and development. FYI there are no investments, and no endowment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-29
  • S66 Uniform Combined State Law Examination
    1997-10-29
Other Names
  • Larz Barber
  • Lawrence Barber
  • Larz Barber

View on SEC IAPD

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