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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-30 |
| TX | RA | APPROVED | 2006-10-25 |
| VT | RA | APPROVED | 2000-11-01 |
Branch Locations
Pittsburgh, PA • United States
60 Lake St, Burlington, VT 05401 • United States
Charlotte, VT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 08/1997 | Present |
| Bank Of America, N.A. | Burlington | VT | 07/2011 | Present |
I*98366 For profit or not for profit: Non-Profit Organization Name of outside business organization: Catamount Trail Association Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 10/2/2016 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: CTA built and maintains a cross country ski trail that runs the length of Vermont along the Green Mountains. Recently it is becoming more active in Backcountry skiing and has incorporated several small regional chapters into its general membership t I*69138 For profit or not for profit: Non-Profit Organization Name of outside business organization: Vermont Businesses for Social Responsibility Investment related: N Address of business: Burlington, Vermont 5401 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2002 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Business organization promoting socially responsible practices. I serve on several committees including finance and development. FYI there are no investments, and no endowment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-29 |
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