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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-14
  • SC RA
    APPROVED
    Since 2024-11-14

Branch Locations

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

2411 North Oak Street 307 G, Myrtle Beach, SC 29577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Myrtle Beach SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Myrtle Beach SC 11/2016 01/2020
Unemployed Myrtle Beach SC 01/2020 09/2020
Pruco Securities, Llc. N Myrtle Beach SC 10/2020 11/2024
Prudential Insurance Company Of America N Myrtle Beach SC 10/2020 Present
Lpl Enterprise, Llc Myrtle Beach SC 11/2024 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Myrtle Beach, SC
  • 11/2016 → 01/2020
    Myrtle Beach, SC
  • 01/2020 → 09/2020
    Unemployed
    Myrtle Beach, SC
  • 10/2020 → 11/2024
    N Myrtle Beach, SC
  • 10/2020 → Present
    Prudential Insurance Company Of America
    N Myrtle Beach, SC
  • 11/2024 → Present
    Myrtle Beach, SC
Previous Registrations
Other Businesses

1) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 2) 10/27/2025-Mary Beets Host-Condo Owner-Real Estate Rental-Inv related-At Myrtle Beach, SC-Start date 08/29/2025-4hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-09
S63 Uniform Securities Agent State Law Examination 1998-01-26
  • S65 Uniform Investment Adviser Law Examination
    1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-01-26
Designations
Other Names
  • Mary Lou Crabtree

View on SEC IAPD

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