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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-04-23
  • TX RA
    APPROVED
    Since 1998-04-23

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

Schertz, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 08/1997 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1314 E Sonterra Blvd, Bldg 4 Ste 401 San Antonia, Texas 78258 Of, ,; Not Investment-Related; 01/01/2017. Business Ownership; Bont Management; ; Office Building; 1314 E Sonterra Blvd Bldg 4 Ste 401 San Antonio TX 78258, ,; Investment-Related; 01/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / CLMBSB0911; Advisor Face to Client; Manage Ameriprise practice; 1314 E Sonterra Blvd Ste 401, Bldg 4, , San Antonio, TX, 78258; Investment-Related; 01/27/2023; 60 hours per month; 20 to 39 during trading hours / CURMAX LLC; Co-owner; LLC holds Real Estate Properties; 7018 Robin Hood Way, , Schertz, TX, 78154; Not Investment-Related; 06/29/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Mt Zion First Basptist Church; Vice Chair Board of Trustee; 333 Martin Luther King Drive, , San Antonio, TX, 78203; Not Investment-Related; 06/01/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CLMBSB0911; Majority Owner - Advisor Face to Client; ; 1314 E Sonterra Blvd Ste 401, Bldg 4, , San Antonio, TX, 78258; Investment-Related; 01/27/2023; 60 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-26
  • S63 Uniform Securities Agent State Law Examination
    1998-02-26

View on SEC IAPD

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