James Collin Mckenna

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-06-18

NH RA
APPROVED

Since 2026-06-18

Branch Locations

45 South Main Street Suite 200, Concord, NH 03301 • United States

Bow, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Federal Savings Bank	Dover	NH	04/2014	06/2026
Infinex Investments, Inc	Meriden	CT	05/2016	06/2026
Rbc Capital Markets, Llc	Concord	NH	06/2026	Present

04/2014 → 06/2026

Federal Savings Bank

Dover, NH
05/2016 → 06/2026

Infinex Investments, Inc

Meriden, CT
06/2026 → Present

Rbc Capital Markets, Llc

Concord, NH

Previous Registrations

2016-05-16 → 2026-06-22

Osaic Institutions, Inc.

Dover, NH

Dover, NH

Meriden, CT

Dover, NH
2014-04-25 → 2016-06-03

Lpl Financial Llc

Dover, NH
2013-04-12 → 2014-04-15

Tiaa-Cref Individual & Institutional Services, Llc

Waltham, MA

Andover, MA
2009-04-03 → 2013-03-01

Rbc Capital Markets, Llc

Manchester, NH
2004-10-20 → 2009-04-07

Banc Of America Investment Services, Inc.

Hampstead, NH

Plaistow, NH

Derry, NH

Manchester, NH

Derry, NH
2003-01-29 → 2004-10-20

Quick & Reilly, Inc.

Derry, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-23
S63	Uniform Securities Agent State Law Examination	1997-11-28

S65 Uniform Investment Adviser Law Examination

1998-06-23
S63 Uniform Securities Agent State Law Examination

1997-11-28

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.

FOCUS PARTNERS WEALTH, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

WHITEGATE INVESTMENT COUNSELORS, INC.

Other Investors

ADAM JOSEPH RUEDIG

WILLIAM DAVIS CHAPIN

PAUL BASIL MAKRIS

PATRICK J. HENNING

TIFFANY ROSE SNOW

KATHERINE ROSE KIPPEN

Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH

FOCUS PARTNERS WEALTH, LLC · Concord, NH

EDWARD JONES · CONCORD, NH

MARINER · Concord, NH

MARINER · Concord, NH

BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

CETERA INVESTMENT ADVISERS LLC · CONCORD, NH

More in Concord, NH

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