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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-03-18 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
560 S Winchester Blvd, San Jose, CA 95128 • United States
50 W San Fernando St, San Jose, CA 95113 • United States
San Jose, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 06/1997 | Present |
| Bank Of America,N.A. | San Jose | CA | 06/2011 | Present |
I*133890/I*395931For profit or not for profit: Non-Profit OrganizationName of outside business organization: Saint Martin of Tours SchoolInvestment related: NAddress of business:San Jose, California 95128Nature of business: Other,Non-profit Catholic Elementary SchoolPosition, title, association: Committee Member, Start date of relationship: 10/9/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: A position on the Finance Counsel of my children's Catholic Elementary school. It is a consultative body to the school Principal to advise and assist the Principal in all matters pertaining to school finances I*2832287 Entity Type: Charitable Name of OBA: Saint Martin of Tours Parish Address:San Jose California Investment Related:No Position, Title, Association:Committee,Other Start Date:9/11/2025 No Hours: 2 Monthly No Hours during trading:2 Monthly Duties:A parish leadership team (PLT) exists to assist the pastor in, Visioning/Strategic planning, Decision making, Spending/Investing, Hiring, What's on tap (ongoing operational priorities). Implementation/Execution A leadership team is not an advisory or oversight body, such as the parish council or the finance council. It is much more operationally focused.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-24 |
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