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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-03-18
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2002-03-18
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

50 W San Fernando St, San Jose, CA 95113 • United States

San Jose, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 06/1997 Present
Bank Of America,N.A. San Jose CA 06/2011 Present
Other Businesses

I*133890/I*395931For profit or not for profit: Non-Profit OrganizationName of outside business organization: Saint Martin of Tours SchoolInvestment related: NAddress of business:San Jose, California 95128Nature of business: Other,Non-profit Catholic Elementary SchoolPosition, title, association: Committee Member, Start date of relationship: 10/9/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: A position on the Finance Counsel of my children's Catholic Elementary school. It is a consultative body to the school Principal to advise and assist the Principal in all matters pertaining to school finances I*2832287 Entity Type: Charitable Name of OBA: Saint Martin of Tours Parish Address:San Jose California Investment Related:No Position, Title, Association:Committee,Other Start Date:9/11/2025 No Hours: 2 Monthly No Hours during trading:2 Monthly Duties:A parish leadership team (PLT) exists to assist the pastor in, Visioning/Strategic planning, Decision making, Spending/Investing, Hiring, What's on tap (ongoing operational priorities). Implementation/Execution A leadership team is not an advisory or oversight body, such as the parish council or the finance council. It is much more operationally focused.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-24
  • S66 Uniform Combined State Law Examination
    1997-11-24
Other Names
  • Salvatore L Saso
  • Tore Saso
  • Salvatore Lima Saso

View on SEC IAPD

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