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Corey Mark Stapleton

Stapleton Financial Group

Billings, MT

CRD 2932434

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Employer firm

Stapleton Financial Group CRD 284716

$15.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Stapleton Financial Group

1511 14Th Street West, Billings, MT 59102 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2016-08-25
  • MT RA
    APPROVED
    Since 2016-08-25

Branch Locations

1511 14Th Street West, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stapleton & Co., Llc Dba Stapleton Financial Group Billings MT 07/2016 Present
  • 07/2016 → Present
    Stapleton & Co., Llc Dba Stapleton Financial Group
    Billings, MT
Previous Registrations
  • 1998-10-01 → 2016-08-25
    Pruco Securities, Llc.
    Billings, MT
    Billings, MT
    Billings, MT
    Billings, MT
    Fresno, CA
    Billings, MT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-09-12
  • S66 Uniform Combined State Law Examination
    1997-09-12

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
INVESTMENT MANAGEMENT GROUP

Nearby Investors

ROBERT CHARLES BECK
BRIAN STEPHEN LETHERT
Matthew Innecken Stroud

Nearby Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
INVESTMENT MANAGEMENT GROUP · BILLINGS, MT

More in Billings, MT

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