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Julie Ann Overton

Morgan Stanley

Plymouth, CA

Folsom, CA

CRD 2932281

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Plymouth, CA • United States

2365 Iron Point Road Suite 235, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Folsom CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Folsom, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Sacramento, CA
  • 2004-09-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sacramento, CA
    Stockton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 2000-07-15
  • S65 Uniform Investment Adviser Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    2000-07-15
Other Names
  • Julie Ann Davidson

View on SEC IAPD

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