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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2008-07-21
  • IN RA
    APPROVED
    Since 2008-07-21

Branch Locations

424 Vigo St Po Box 883, Vincennes, IN 47591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dirk A. Yoder,Cpa Vincennes IN 12/1983 Present
Cetera Financial Specialists Llc Schaumburg IL 06/1997 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2008 Present
  • 12/1983 → Present
    Dirk A. Yoder,Cpa
    Vincennes, IN
  • 06/1997 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2008 → Present
    Schaumburg, IL
Other Businesses

1) DIRK A YODER, CPA; NOT INV REL; VINCENNES, IN; CPA FIRM; OWNER; START DATE 12/10/1983; 200 HRS/MTH, 120 DURING SECURITIES TRADING HRS: 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 11/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS HEALTH - MEDICARE SUPPLEMENT REFERRALS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-19
S63 Uniform Securities Agent State Law Examination 1997-08-27
  • S66 Uniform Combined State Law Examination
    2008-07-19
  • S63 Uniform Securities Agent State Law Examination
    1997-08-27
Designations

View on SEC IAPD

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