James P Mckeon

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2006-09-05

NJ RA
APPROVED

Since 2006-09-05

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Florham Park	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Florham Park	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Florham Park, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-14
S63	Uniform Securities Agent State Law Examination	1997-09-26

S65 Uniform Investment Adviser Law Examination

1999-07-14
S63 Uniform Securities Agent State Law Examination

1997-09-26

Other Names

James Patrick Mckeon

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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