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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-08-01 |
| IN | RA | APPROVED | 2023-01-19 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2018-10-03 |
| FL | RA | APPROVED | 2008-03-24 |
| CA | RA | APPROVED | 2007-08-16 |
| NC | RA | APPROVED | 2007-06-20 |
| NJ | RA | APPROVED | 2003-01-27 |
| CT | RA | APPROVED | 2001-03-28 |
Branch Locations
800 Westchester Avenue Suite N407, Rye Brook, NY 10573 • United States
Rye Brook, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 07/1997 | 04/2024 |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 04/2024 |
| Guardian Life Insurance Company | Rye Brook | NY | 04/2024 | Present |
| Park Avenue Securities | Rye Brook | NY | 04/2024 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 06/2024 | Present |
| Park Avenue Securities | Rye Brook | NY | 06/2024 | Present |
1. Outside Insurance Sales-I sell insurance outside of Guardian, Start: 07/01/2011, Address: 800 Westchester Avenue Ste #N409; Rye Brook, NY 10573, 3 bus hrs per month, Investment related, 2. MICHAEL WEINBERG, CPA- Start: 01/01/2001, Address: 800 Westchester Avenue, Suite N409, Rye Brook, NY 10573, Duties: Preparation of individual income tax returns, gift tax returns, Fiduciary income tax returns, partnership income tax returns and S-Corporation income tax returns,. 25 total hours per month; 25 during securities trading hours, Not investment related, More than 10% annual compensation, 3. WISE Financial Advisors-DBA, owner, Start: 07/01/2008, Address: 800 Westchester Avenue, Suite N409, Rye Brook, NY 10573 , 20 total hours per month; 20 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
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