Brian James Guillery

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 10/2019
  Fsc Securities
  Royal Oak, MI
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2011-01-31 → 2019-10-10
  Fsc Securities Corporation
  Wixom, MI
  Atlanta, GA
• 2010-09-24 → 2011-03-22
  Lpl Financial Llc
  Royal Oak, MI

Other Businesses

1.INDEPENDENT INSURANCE AGENT, 2900 W MAPLE, WIXOM, MI 1/1996 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 2/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.NETTWORTH FINCANCIAL GROUP, 2900 W. Maple, Wixom MI 48393, 10/01/2019, Marketing Name- There is no ownership role, Using a Trade Name/dba, INV REL, 10 HR/MO, 5 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-08-22
• S63 Uniform Securities Agent State Law Examination
  1997-11-05