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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-04
PA RA APPROVED 2010-01-04
  • TX RA
    APPROVED_RES
    Since 2025-02-04
  • PA RA
    APPROVED
    Since 2010-01-04

Branch Locations

2090 Linglestown Rd Ste 201, Harrisburg, PA 17110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2010 Present
Previous Registrations
  • 2004-01-01 → 2009-12-31
    Harrisburg, PA
    Harrisburg, PA
  • 2003-01-28 → 2004-01-01
    Locust Street Securities, Inc.
    Harrisburg, PA
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 2090 LINGLESTOWN RD STE 201 HARRISBURG PA, 1/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 2/MO 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2010, AS ADVISORY REP OF A RIA, INV REL, 30 HR/WK 30/TRADING 3) FINRA DISPUTE RESOLUTION, ARBITRATOR, ONE LIBERTY PLZ NEW YORK NY, 3/2017, NIR, 20/YR 1/TRADING 4) PRESBYTERIAN SENIOR LIVING HOUSING MANAGEMENT BOARD OF DIRECTORS, 1 TRINITY DR E SUITE 201 DILLSBURG PA 17019, 05/2023, BOARD MEMBER, NON-PROFIT, NIR, 3 HR/MO 1 HR/MO TRADING 5) COMPREHENSIVE FINANCIAL ASSOCIATES, 2090 Linglestown Road, Suite 201, Harrisburg PA 17110, 08/2023, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING. 6) PHI INVESTMENT MANAGEMENT SERVICES (PIMS) BOARD OF DIRECTORS, 1 Trinity Dr Dillsburg, E Suite 201, Dillsburg PA 17019, United States, START DATE 01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO 1, HR/MO TRADING 1 7) BARELY FUNCTIONING, INC., Dillsburg PA 17019, 02/2026, Owner (assisting family members with sales and marketing of household products goods and services), Retail Sales/Distribution, NIR, 4 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-19
S63 Uniform Securities Agent State Law Examination 1997-09-22
  • S65 Uniform Investment Adviser Law Examination
    2001-03-19
  • S63 Uniform Securities Agent State Law Examination
    1997-09-22

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