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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| PA | RA | APPROVED | 2010-01-04 |
Branch Locations
2090 Linglestown Rd Ste 201, Harrisburg, PA 17110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
1) INDEPENDENT INSURANCE AGENT, 2090 LINGLESTOWN RD STE 201 HARRISBURG PA, 1/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 2/MO 2/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2010, AS ADVISORY REP OF A RIA, INV REL, 30 HR/WK 30/TRADING 3) FINRA DISPUTE RESOLUTION, ARBITRATOR, ONE LIBERTY PLZ NEW YORK NY, 3/2017, NIR, 20/YR 1/TRADING 4) PRESBYTERIAN SENIOR LIVING HOUSING MANAGEMENT BOARD OF DIRECTORS, 1 TRINITY DR E SUITE 201 DILLSBURG PA 17019, 05/2023, BOARD MEMBER, NON-PROFIT, NIR, 3 HR/MO 1 HR/MO TRADING 5) COMPREHENSIVE FINANCIAL ASSOCIATES, 2090 Linglestown Road, Suite 201, Harrisburg PA 17110, 08/2023, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING. 6) PHI INVESTMENT MANAGEMENT SERVICES (PIMS) BOARD OF DIRECTORS, 1 Trinity Dr Dillsburg, E Suite 201, Dillsburg PA 17019, United States, START DATE 01/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO 1, HR/MO TRADING 1 7) BARELY FUNCTIONING, INC., Dillsburg PA 17019, 02/2026, Owner (assisting family members with sales and marketing of household products goods and services), Retail Sales/Distribution, NIR, 4 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
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