Mark G Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Upper Montclair, NJ
  Newark, NJ
  Newark , NJ
• 2004-05-28 → 2004-10-20
  Quick & Reilly, Inc.
  Upper Montclair, NJ

Other Businesses

I*113195FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RIVERVIEW LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:NORTH ARLINGTON, NEW JERSEY 7031NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: 2 FAMILY HOUSE THAT WILL BE PUT INTO AN LLC TO RENT BOTH UNITS. I*1920261, Entity Type, Name of OBA: Rental Property 1, Address: Southampton, NY, 11968, Investment Related: No, Position, Title, Association: Sole Owner, Employee Start Date: 07/19/2024, No Hours: 3hrs/Annually, No Hours during trading: 0, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-26
• S63 Uniform Securities Agent State Law Examination
  1997-10-28

Other Names

• Mark Johnson
• Mark George Johnson