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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2024-02-09 |
| FL | RA | APPROVED | 2019-04-22 |
| PA | RA | APPROVED | 2008-12-08 |
Branch Locations
133 Franklin Corner Rd, Lawrence Township, NJ 08648-2531 • United States
326 W Chocolate Ave, Hershey, PA 17033 • United States
12330 Tamiami Trl E Ste 101-A, Naples, FL 34113 • United States
Harrisburg, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sewickley | PA | 12/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Hershey | PA | 03/2020 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Contractor of the legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / Assistant To The Author; Assistant to the Author (my wife, Tatiana).; Retail; 545 Marlborough Ave, , Harrisburg, PA 17111-3924, PA, 17111; Not Investment-Related; 06/26/2026; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-13 |
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