Traci Kurtz

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-21

Branch Locations

Aubrey, TX • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-15

Branch Locations

Aubrey, TX • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Next Financial Group Inc	Houston	TX	07/2014	02/2019
Hilltop Securities Inc.	Dallas	TX	03/2019	05/2023
Cetera Advisor Networks Llc	El Segundo	CA	02/2022	05/2023
Cetera Advisors Llc	Greenwood Village	CO	02/2022	05/2023
Cetera Financial Specialists Llc	Schaumberg	IL	02/2022	05/2023
Cetera Investment Services Llc	St Cloud	MN	02/2022	05/2023
First Allied Securities	San Diego	CA	02/2022	09/2022
Hilltop Securities Inc.	Dallas	TX	05/2023	Present

2022-03-04 → 2023-05-19

Cetera Wealth Services, Llc

El Segundo, CA

Aubrey, TX
2019-03-04 → 2022-02-18

Hilltop Securities Inc.

Dallas, TX
2019-03-04 → 2022-02-18

Momentum Independent Network Inc.

Dallas, TX
2019-04-12 → 2022-02-18

Hilltop Securities Asset Management, Llc

Dallas, TX
2014-07-08 → 2019-02-06

Next Financial Group, Inc.

Houston, TX
2011-08-09 → 2014-01-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-08-06
S63	Uniform Securities Agent State Law Examination	1998-06-22

Other Firms