Ronald Wayne Phillis

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 07/2018
  Laurel Wealth Advisors
  La Jolla, CA
• 06/2018 → 01/2025
  Ivernia Capital, Llc
  Marina Del Ray, CA
• 11/2024 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2018-06-11 → 2025-02-21
  Ivernia Capital, Llc
  Marina Del Rey, CA
  Bigfork, MT
  Marina Del Rey, CA
• 2015-10-27 → 2018-07-12
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 2011-08-19 → 2015-11-04
  Ubs Financial Services Inc.
  Pasadena, CA

Other Businesses

01/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: IVERNIA CAPITAL - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 01/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2011-08-18
• S63 Uniform Securities Agent State Law Examination
  2010-10-30

Other Names

• Ron Phillis
• Ronald Wayne Phillis
• Ronald Wayne Phillis