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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| MI | RA | APPROVED | 2013-10-21 |
Branch Locations
975 Spaulding Avenue Se Suite C, Ada, MI 49301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2013 | Present |
1) Fixed insurance sales; as of 10/17/2013; approximately less than 1% time spent during securities hours; conducted at branch; investment related. 2) Owner of Amy Dowling Financial, Inc., an entity created for securities, advisory and insurance business, approximately 1% time spent during securities trading hours per month; conducted at branch location; investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
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