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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-15 |
| FL | RA | APPROVED | 2018-05-07 |
Branch Locations
2 N. Tamiami Trail Suite 804, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Sarasota | FL | 03/2009 | 05/2018 |
| Raymond James And Associates | Sarasota | FL | 05/2018 | Present |
1. HOPE KIDS COMMUNITY / 1215 MANATEE AVE W. BRADENTON,FL 34205 / COMPANY/ CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / PROVIDE HOMELESS AND NEEDY CHILDREN BACK TO SCHOOL ESSENTIALS / MEMBER OF BOARD OF DIRECTORS / / MONTHLY BOARD MEETINGS, ORGANIZE SUPPLIES AND DELIVER TO CHILDREN AND FAMILIES ON DAY OF HOPE ANNUAL EVENT. / START DATE 41640 43465 / MONTHLY BOARD MEETING 3-6 PM 2. Uncommon Kids / 2926 Hyde Park Street Sarasota,FL 34239 / Company/ Charities, Cultural, Educational & Political Organisations / improve the lives of homeless and needy children and their families / Officer / / Attend monthly meeting and monthly Fun Day / Start Date 08/01/2016/ End Date 12/31/2019/ 43830 / Hours per month devoted to this business: 5 3. The Shore Church - Sarasota, FL Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 01/01/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: I serve as a trustee for The Shore Church to assist in establishing the Pastor's salary and annual bonus, review quarterly financial information and set direction for long-term planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-05 |
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