Steven Douglas Ball

Current Employers

Employment History

• 01/2008 → 01/2017
  Wrp Investments, Inc.
  Youngstown, OH
• 09/2014 → 01/2017
  Sterne Agee Financial Services, Inc.
  Centerville, OH
• 01/2015 → 01/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 01/2017 → Present
  Osaic Wealth, Inc.
  Centerville, OH

Previous Registrations

• 2015-01-30 → 2017-01-18
  Stonex Advisors Inc.
  Birmingham, AL
• 2008-01-25 → 2015-01-30
  Wrp Investments, Inc.
  Centerville, OH
  Youngstown, OH
• 2003-06-25 → 2008-01-30
  Ameriprise Advisor Services, Inc.
  Washington Township, OH
  Dayton, OH

Other Businesses

1. ABS FINANCIAL GROUP, INC. POSITION: Co-President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2008 ADDRESS: 10793 Yankee Street, Centerville OH 45458, United States DESCRIPTION: Financial Services Life, Disability insurance 2. DOUGLAS W BALL TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2026 ADDRESS: Cobblebrook Dr, Dayton OH 45459-3035, United States DESCRIPTION: Manage my deceased father's trust - duties will include management of securities portfolio & distributions to beneficiaries. 3. EXECUTOR DOUGLAS BALL ESTATE POSITION: Executor NATURE: Estate for deceased father. Will involve following will instructions and distributing assets to beneficiaries. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2026 ADDRESS: 10065 Cobble Brook Dr, Dayton OH 45458, United States DESCRIPTION: Estate for deceased father. Will involve following will instructions and distributing assets to beneficiaries. I'm expecting this to short in duration (less than 4 months) to complete.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-02
• S63 Uniform Securities Agent State Law Examination
  1997-09-11