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James Charles Baker

Ka Credit Advisors Ii, LLC

Houston, TX

Ka Credit Advisors, LLC

Houston, TX

Kayne Anderson Capital Advisors, L.P.

Houston, TX

Houston, TX

Ka Fund Advisors, LLC

Houston, TX

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Current Employers
Ka Credit Advisors Ii, Llc

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-09
  • TX RA
    APPROVED
    Since 2021-02-09

Branch Locations

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Ka Credit Advisors, Llc

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-06
  • TX RA
    APPROVED
    Since 2020-10-06

Branch Locations

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Kayne Anderson Capital Advisors, L.P.

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-12
  • TX RA
    APPROVED_RES
    Since 2015-01-12

Branch Locations

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

811 Main Street 14Th Floor, Houston, TX 77002 • United States

Ka Fund Advisors, Llc

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-09-18
  • TX RA
    APPROVED
    Since 2006-09-18

Branch Locations

717 Texas Avenue 22Nd Floor, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Capital Advisors, Lp Houston TX 12/2004 Present
Kayne Anderson Fund Advisors, Llc Houston TX 11/2019 Present
Ka Credit Advisors, Llc Houston TX 09/2020 Present
Ka Credit Advisors Ii, Llc Houston TX 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-23
S63 Uniform Securities Agent State Law Examination 1998-12-14
  • S66 Uniform Combined State Law Examination
    2005-07-23
  • S63 Uniform Securities Agent State Law Examination
    1998-12-14
Other Names
  • Jim Baker
  • James Charles Baker

View on SEC IAPD

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