Paul Holman

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 12/2022 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 03/2023 → 06/2025
  Lpl Financial Llc
  Basking Ridge, NJ
• 03/2023 → Present
  Wealth Enhancement Group
  Basking Ridge, NJ
• 03/2023 → Present
  Wealth Enhancement Brokerage Services
  Basking Ridge, NJ
• 03/2023 → Present
  Wealth Enhancement Advisory Services
  Basking Ridge, NJ

Previous Registrations

• 2023-03-20 → 2023-04-10
  J.P. Morgan Private Wealth Advisors Llc
  Paramus, NJ

Other Businesses

08/22/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 3/27/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide investment advisory services through Wealth Enhancement Advisory Services an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-16
• S63 Uniform Securities Agent State Law Examination
  1997-11-14

Other Names

• Paul Joseph Holman