Gerald Alex Barone

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1997 → 09/2025
  Avantax Investment Services, Inc.
  Bellevue, KY
• 10/1998 → 09/2025
  Avantax Advisory Services
  Bellevue, KY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bellevue, KY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-09-22 → 2025-09-05
  Avantax Advisory Services
  Bellevue, KY

Other Businesses

Gerry Barone & Connie Barone~'NIR'~618 Fairfield Ave~Bellevue~KY~41073~Rental Property Owner/Management~Owner/Sole Proprietor~11/12/1990~2hrs~1hrs~rent office building &commercial rental building|Gerry A Barone, CPA~'NIR'~431 Ohio Pike-Suite 149~Cincinnati~OH~45255~Tax Preparation/Accounting~Tax Preparation/Accounting~8/15/1991~15hrs~10hrs~Certified Public Account-review complilation Statements|GNSJA, LLC~'NIR'~618 Fairfield Ave~Bellevue~KY~41073~Real Estate~Partner/General Partner~1/28/2017~2hrs~0hrs~Bookkeeping|Gerry Barone Co., Inc.~'NIR'~618 Fairfield Ave~Bellevue~KY~41073~Tax Preparation/Accounting~Tax Preparation/Accounting~1/2/1979~120hrs~90hrs~Certified Public Accountant,Tax Prep,Consulting|

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-07

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Gerald Alex Barone
• Gerry Barone