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Diana Manalang Cavanaugh

Robert W. Baird & Co. Incorporated

Roseville, CA

CRD 2930370

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-05
  • CA RA
    APPROVED
    Since 2009-01-05

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird @ Co. Roseville CA 01/2009 Present
  • 01/2009 → Present
    Robert W. Baird @ Co.
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-24
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S65 Uniform Investment Adviser Law Examination
    2004-07-24
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Other Names
  • Diana Manalang Sanchez
  • Diana Manalang

View on SEC IAPD

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