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Christopher Ryan Sieg

LPl Financial LLC

Blaine, MN

CRD 2930275

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-07
MN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2016-10-07
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

Blaine, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger St. Louis MN 07/2007 Present
Prosperwell Financial Plymouth MN 03/2012 Present
  • 07/2007 → Present
    Linsco Private Ledger
    St. Louis, MN
  • 03/2012 → Present
    Prosperwell Financial
    Plymouth, MN
Other Businesses

1. 2/14/2008 - DBA for LPL Business (entity for LPL business) - SIEG WEALTH MANAGEMENT - PLYMOUTH, MN.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-29
S63 Uniform Securities Agent State Law Examination 1997-10-03
  • S66 Uniform Combined State Law Examination
    2014-04-29
  • S63 Uniform Securities Agent State Law Examination
    1997-10-03
Other Names
  • Christopher Ryan Sieg
  • Christopher Ryan Sieg

View on SEC IAPD

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