Darren Weston Doughty

Current Employers

Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-02

FL RA
APPROVED

Since 2022-03-02

Branch Locations

Parrish, FL • United States

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Templeton Distributors, Inc	San Mateo	CA	08/2000	10/2020
Franklin Templeton Financial Services Corp.	San Mateo	CA	05/2019	10/2020
Cambridge Investment Research, Inc.	Fairfield	IA	09/2021	Present
Unemployed	St. Petersburg	FL	10/2020	09/2021
Retirement Plan Advisors, Llc	Chicago	IL	02/2022	Present

08/2000 → 10/2020

Franklin Templeton Distributors, Inc

San Mateo, CA
05/2019 → 10/2020

Franklin Templeton Financial Services Corp.

San Mateo, CA
09/2021 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2020 → 09/2021

Unemployed

St. Petersburg, FL
02/2022 → Present

Retirement Plan Advisors, Llc

Chicago, IL

Other Businesses

1) MUSICIAN / 3951 34TH ST S, APT 4402, St. Petersburg FL 33711 / 09/20/2021 / NIR / GUITARIST - SINGER - PERFORMS AT SMALL GATHERINGS & VENUES / 2 HR/MO - 0 HR/MO TRADING 2) RETIREMENT PLAN ADVISORS, LLC / 3951 34TH ST S, APT 4402, St. Petersburg FL 33711 / 02/15/2022 / INV REL / IAR - GROUP RETIREMENT PLAN SALES / 0 HR/MO - 0 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-08
S63	Uniform Securities Agent State Law Examination	2001-12-12

S65 Uniform Investment Adviser Law Examination

2022-02-08
S63 Uniform Securities Agent State Law Examination

2001-12-12