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Frank Eugene Pavese

Wells Fargo Clearing Services, LLC

Mountain Lakes, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-06
MN RA APPROVED 2020-11-05
NJ RA APPROVED 2019-05-28
  • FL RA
    APPROVED
    Since 2020-11-06
  • MN RA
    APPROVED
    Since 2020-11-05
  • NJ RA
    APPROVED
    Since 2019-05-28

Branch Locations

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Florham Park NJ 02/2015 05/2019
Wells Fargo Clearing Services Llc Mountain Lakes NJ 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-08
S63 Uniform Securities Agent State Law Examination 1999-05-26
  • S65 Uniform Investment Adviser Law Examination
    2002-05-08
  • S63 Uniform Securities Agent State Law Examination
    1999-05-26
Designations
Other Names
  • Frank Eugene Pavese
  • Frank Eugene Eugene Pavese Jr.

View on SEC IAPD

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