Eric Lemons Russell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 07/2021
  Waddell & Reed, Inc
  Edmond, OK
• 10/2015 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Edmond, OK
• 07/2018 → 10/2020
  Edmond Huskies Basketball Association
  Edmond, OK
• 07/2021 → Present
  Lpl Financial Llc
  Edmond, OK

Previous Registrations

• 2015-10-01 → 2021-07-21
  Waddell & Reed
  Edmond, OK
  Lawton, OK
  Tulsa, OK
  Edmond, OK
• 2012-10-01 → 2015-10-07
  J.P. Morgan Securities Llc
  Corsicana, TX
  Tyler, TX
  Longview, TX
  Marshall, TX
  Sherman, TX
  Longview, TX
  Longview, TX
  Tyler, TX
  Denison, TX
  Tyler, TX
  Tyler, TX
  Commerce, TX
  Greenville, TX
  Tulsa, OK
  Choctaw, OK
  Tulsa, OK
  Jenks, OK
  Oklahoma City, OK
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
  Tulsa, OK
  Midwest City, OK
  Midwest City, OK
  Tulsa, OK
  Oklahoma City, OK
  Broken Arrow, OK
  Tulsa, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Edmond, OK
• 2010-09-13 → 2012-10-01
  Chase Investment Services Corp.
  Oklahoma City, OK
  Tulsa, OK
  Broken Arrow, OK
  Oklahoma City, OK
  Oklahoma City, OK
  Sherman, TX
  Tulsa, OK
  Norman, OK
  Midwest City, OK
  Midwest City, OK
  Tulsa, OK
  Denison, TX
  Tulsa, OK
  Norman, OK
  Tulsa, OK
  Tulsa, OK
  Oklahoma City, OK
  Jenks, OK
  Tulsa, OK
  Choctaw, OK
  Greenville, TX
  Commerce, TX
  Tyler, TX
  Tyler, TX
  Denison, TX
  Tyler, TX
  Longview, TX
  Longview, TX
  Sherman, TX
  Marshall, TX
  Longview, TX
  Tyler, TX
  Corsicana, TX
  Tulsa, OK

Other Businesses

1. 01/26/2022 - Providence Financial - DBA: Providence Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/21/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-11
• S65 Uniform Investment Adviser Law Examination
  2000-03-30
• S63 Uniform Securities Agent State Law Examination
  1997-12-30

Other Names

• Eric L Russell