Shai Salomon

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-07-08
IL	RA	APPROVED	2016-04-25

TX RA
APPROVED_RES

Since 2016-07-08
IL RA
APPROVED

Since 2016-04-25

Branch Locations

Glencoe, IL • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Chicago	IL	04/2016	Present
Jp Morgan Chase Bank Na	Chicago	IL	04/2016	Present

04/2016 → Present

Jp Morgan Securities Llc

Chicago, IL
04/2016 → Present

Jp Morgan Chase Bank Na

Chicago, IL

Previous Registrations

2010-12-08 → 2016-03-09

Morgan Stanley

Chicago, IL
2008-10-28 → 2009-10-28

Ubs Financial Services Inc.

Chicago, IL

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-02
S63	Uniform Securities Agent State Law Examination	2000-04-19

S66 Uniform Combined State Law Examination

2006-09-02
S63 Uniform Securities Agent State Law Examination

2000-04-19

Other Names

Shai None Salomon

View on SEC IAPD