Lance Dane Martin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2015-09-18
TX	RA	APPROVED	2015-09-18

OK RA
APPROVED

Since 2015-09-18
TX RA
APPROVED

Since 2015-09-18

Branch Locations

Scottsdale, AZ • United States

Tulsa, OK • United States

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Tulsa	OK	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc.

Tulsa, OK

Previous Registrations

2003-07-01 → 2015-09-25

Wells Fargo Clearing Services, Llc

Vian, OK

Tulsa, OK

Tulsa, OK
1998-02-23 → 2003-07-01

Prudential Equity Group, Llc

Tulsa, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-22
S63	Uniform Securities Agent State Law Examination	1997-09-19

S65 Uniform Investment Adviser Law Examination

1997-10-22
S63 Uniform Securities Agent State Law Examination

1997-09-19