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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-09-23
TX RA APPROVED 2024-09-23
  • MN RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-23

Branch Locations

504 Nw First Ave, Ste 200, Grand Rapids, MN 55744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glorvigen, Berg, Theis, Lind & Co, Pllp Grand Rapids MN 10/1993 10/2020
Cambridge Investment Research, Inc Fairfield IA 12/2004 09/2024
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2013 09/2024
Lpl Financial Grand Rapids MN 09/2024 Present
Blake & Lind Cpa'S Pllc Grand Rapids MN 10/2020 Present
  • 10/1993 → 10/2020
    Glorvigen, Berg, Theis, Lind & Co, Pllp
    Grand Rapids, MN
  • 12/2004 → 09/2024
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 12/2013 → 09/2024
    Fairfield, IA
  • 09/2024 → Present
    Lpl Financial
    Grand Rapids, MN
  • 10/2020 → Present
    Blake & Lind Cpa'S Pllc
    Grand Rapids, MN
Previous Registrations
Other Businesses

1 - 09/12/2024 - Blake and Lind CPAS PLLC - Tax Prep/Accounting/CPA - Inv Related - 200 Hours/Month - MN 55744 - OBA Start Date: 10/9/2020. 2 - 09/12/2024 - Riverview Financial Advisors LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 130 Hours/Month - At reported business location(s). 3 - 09/12/2024 - Blake & Lind Properties LLC - Real Estate Rental - Inv Related - 2 Hours/Month - MN 55744 - OBA Start Date: 8/9/2023. 4 - 09/12/2024 - Karen E Lind PA - Business Entity For Tax/Investment Purposes Only - Not Inv Related - MN 55744 - OBA Start Date: 8/19/1993. 5 - 09/12/2024 - Z-Land LLC - Real Estate Rental - Inv Related - MN 56528 - OBA Start Date: 2/2/2019.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-18
  • S66 Uniform Combined State Law Examination
    1999-12-18
Other Names
  • Karen Elaine Lind
  • Karen Elaine Lind-Ries

View on SEC IAPD

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