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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdonnell Investment Mgmt Llc F/K/A Ngam Midway Acquisition Llc | Oak Brook | IL | 01/2013 | 07/2019 |
| Loomis Sayles Distributors, L.P. | Oakbrook Terrace | IL | 07/2019 | 07/2025 |
| Loomis, Sayles & Company, L.P. | Oakbrook Terrace | IL | 07/2019 | 07/2025 |
| Nuveen Securities, Llc | Chicago | IL | 07/2025 | Present |
| Nuveen Asset Management Llc | Chicago | IL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-27 |
| S66 | Uniform Combined State Law Examination | 2004-08-24 |
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