Roger Alan Pugh

Current Employers

Employment History

• 04/2005 → Present
  Lpl Financial Llc
  Ephrata, WA

Other Businesses

1. 03/05/2007 - Waypoint Equities, LLC - REAL ESTATE RENTAL - INV REL - At Reported Business Location(s) - WE OWN AN OFFICE BUILDING, ALL OF WHICH WE LEASE OUT AS PROFESSIONAL OFFICES. SOME OF THE BUILDING WE LEASE TO ANOTHER OBA WHICH IS THE DBA WAYPOINT WEALTH MANAGEMENT. OTHER SPACES ARE LEASED TO OTHER PROFESSIONALS THAT ARE NOT ADVISORS OR RIA'S. - 1% TIME SPENT 2. 07/30/2014 - WAYPOINT WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) - Start 03/31/2005 - 160 Hr/Mo; 160 Hours During Securities Trading 3. 07/26/2016 - Trust - Act in a Fiduciary Capacity - INV REL - 925 Basin St SW, Ephrata, WA 98823 - Start 07/18/2016 - Co-Trustee to the Kelly Pugh Trust. The Beneficiary is Kelly Pugh and he is my brother. My mother left this trust for his behalf but wanted Troy and I to control distributions for longevity. - 2 Hr/Mo; 2 Hours During Securities Trading 4. 11/17/2020 - Roger A Pugh Photography - Not Investment Related - Home Based - Other-Business Owner - Owner - Start Date: 11/1/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 5. 2/22/2023 - Mission Tower LLC - Investment Related - Wenatchee Washington. - Real Estate Rental - Start Date - 09/26/2022 - 5 Hours Per Month/0 Hours During Securities Trading 6. 07/22/2025 - RAP Distributing - Other - Business Owner - Home Based - Not Inv Rel - Start date: 09/15/2025 - 1 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2005-10-14
• S63 Uniform Securities Agent State Law Examination
  1997-09-11

Other Names

• Roger Pugh