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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
CO RA APPROVED 2011-08-16
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • CO RA
    APPROVED
    Since 2011-08-16

Branch Locations

Fraser, CO • United States

29 N Main St Ste 108-A, Brighton, CO 80601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Brighton CO 06/1997 Present
Pfs Investments Inc. Brighton CO 06/1997 Present
  • 06/1997 → Present
    Primerica Financial Services
    Brighton, CO
  • 06/1997 → Present
    Brighton, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-07
S63 Uniform Securities Agent State Law Examination 2006-02-02
  • S65 Uniform Investment Adviser Law Examination
    2011-07-07
  • S63 Uniform Securities Agent State Law Examination
    2006-02-02

View on SEC IAPD

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