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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-03 |
| NY | RA | APPROVED | 2023-07-26 |
| TX | RA | APPROVED | 2023-07-26 |
Branch Locations
720 Lee Boulevard, Yorktown Heights, NY 10598 • United States
925 Westchester Ave, West Harrison, NY 10604 • United States
1975 Commerce St, Yorktown Heights, NY 10598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Scarsdale | NY | 07/2019 | 03/2023 |
| Jpmorgan Chase Bank, N.A. | Scarsdale | NY | 07/2019 | 03/2023 |
| Morgan Stanley | New York | NY | 03/2023 | 07/2023 |
| J.P. Morgan Securities Llc | Yorktown Heights | NY | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Yorktown Heights | NY | 07/2023 | Present |
| T3 Trading Group, Llc | New York | NY | 01/2012 | 06/2019 |
| Morgan Stanley | New York | NY | 02/2023 | 03/2023 |
| T3 Trading Group, Llc | New York | NY | 05/2012 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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