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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2019-02-03 |
| MD | RA | APPROVED | 2016-06-16 |
Branch Locations
1107 Kenilworth Dr Ste 314, Towson, MD 21204-2135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baltimore | MD | 05/2012 | Present |
1. 04/24/2012 -SEQUOIA INVESTMENT STRATEGIES LLC - INV REL AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 11/15/2013 - ACT IN A FIDUCIARY CAPACITY - HELEN P LOWRY GREAT GRANDCHILDREN TRUST; TRUSTEE. BENEFICIARIES ARE MY TWO NEPHEWS, NIECE, AND MY DAUGHTER AND SON. - 1% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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