Peter Raymundo Castillo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 02/2017
  Citigroup
  Whittier, CA
• 02/2017 → Present
  Lpl Financial, Llc
  Hacienda Heights, CA

Previous Registrations

• 2014-04-02 → 2017-02-10
  Citigroup Global Markets Inc.
  Whittier, CA
  Fountain Valley, CA
  San Antonio, TX
  Glendora, CA
  Covina, CA
  Glendora, CA
• 2011-01-03 → 2014-04-01
  Wells Fargo Clearing Services, Llc
  Ontario, CA
  Ontario, CA
  Pomona, CA
  Pasadena, CA
  La Verne, CA
  Montclair, CA
  Pomona, CA
• 2008-02-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Pasadena, CA
  La Verne, CA
  Montclair, CA
  Ontario, CA
  La Puente, CA
  Pomona, CA
  Ontario, CA
• 2007-01-04 → 2008-02-25
  U.S. Bancorp Advisors, Llc
  Los Angeles, CA
  San Gabriel, CA
  Los Angeles, CA
  Los Angeles, CA
  South Gate, CA
  Glendale, CA
• 2006-02-28 → 2006-12-15
  Wamu Investments, Inc.
  Anaheim, CA
  Anaheim, CA
  Anaheim, CA
• 2005-08-02 → 2006-02-21
  Wells Fargo Investments, Llc
  City Of Industry, CA
  Monterey Park, CA
  City Of Industry, CA
  Monterey Park, CA

Other Businesses

1. 2/3/2017 - CASTILLO WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 02/03/2017 - Time Spent 100%. 2. 1/2/2018 - Castillo Consulting Group Insurance Services - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 12/08/2017 - 20 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance. 3. 12/7/2022 - CCG Adelante Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 11/02/2022 - 40 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1999-11-22

Other Names

• Peter Raymundo Castillo