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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-29
PA RA APPROVED 2003-10-02
  • TX RA
    APPROVED_RES
    Since 2006-09-29
  • PA RA
    APPROVED
    Since 2003-10-02

Branch Locations

160 Hershey Rd, Elizabethtown, PA 17022 • United States

180 Good Dr Ste 1, Lancaster, PA 17603 • United States

Elizabethtown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Elizabethtown PA 09/2005 03/2020
Ameriprise Financial Services, Llc Elizabethtown PA 03/2020 Present
Other Businesses

Business Ownership; LWAG LLC; Operating and running a full service financial planning company.; CEO for practice management and running the practice.; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours / ABEPPS Holdings LLC; Manage the commercial real estate and maintenance of the building.; Management of office building and real estate; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 1 to 9 hours per month; 1 to 9 during trading hours / BAERZK Holdings LLC; Co-owner; Real Estate; 800 St James Place, , Ocean City, NJ, 08226; Not Investment-Related; 02/07/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Elder Board; Treasurer; 331 Anderson Ferry Road, , Marietta, PA, 17547; Not Investment-Related; 03/09/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LWAG LLC; Managing Partner - Oversee the operation of a financial planning company.; ; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-29
S63 Uniform Securities Agent State Law Examination 1997-09-17
  • S65 Uniform Investment Adviser Law Examination
    2003-09-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-17
Other Names
  • Brad Epps
  • Bradley Epps
  • Bradley Eugene Epps

View on SEC IAPD

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