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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| PA | RA | APPROVED | 2003-10-02 |
Branch Locations
160 Hershey Rd, Elizabethtown, PA 17022 • United States
180 Good Dr Ste 1, Lancaster, PA 17603 • United States
Elizabethtown, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Elizabethtown | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Elizabethtown | PA | 03/2020 | Present |
Business Ownership; LWAG LLC; Operating and running a full service financial planning company.; CEO for practice management and running the practice.; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours / ABEPPS Holdings LLC; Manage the commercial real estate and maintenance of the building.; Management of office building and real estate; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 1 to 9 hours per month; 1 to 9 during trading hours / BAERZK Holdings LLC; Co-owner; Real Estate; 800 St James Place, , Ocean City, NJ, 08226; Not Investment-Related; 02/07/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Elder Board; Treasurer; 331 Anderson Ferry Road, , Marietta, PA, 17547; Not Investment-Related; 03/09/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LWAG LLC; Managing Partner - Oversee the operation of a financial planning company.; ; 160 Hershey Road, , Elizabethtown, PA, 17022; Not Investment-Related; 05/02/2016; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-17 |
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