David Bruce Davis

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 02/2017
  H. Beck, Inc.
  Rockville, MD
• 02/2017 → 10/2019
  Fsc Securities Corp
  Atlanta, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-02-10 → 2019-10-09
  Fsc Securities Corporation
  Austin, TX
  Milton, GA
  Austin, TX
• 2007-09-18 → 2017-02-15
  Grove Point Investments, Llc
  Laguna Hills, CA
  Laguna Hills, CA
  Austin, TX
  Phoenix, AZ
  Laguna Hills, CA

Other Businesses

1. INDEPENDENT INSURANCE AGENT, 901 MOPAC EXPY S BLDG 1 STE 300, AUSTIN, TX, 1/1999 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. DAVID B. DAVIS, 8947 Bee Caves Rd., Lower Level #102, Austin TX 78746, 01/2023, Coach, Brazilian Jiu Jitsu Classes, NIR, 2 HR/MO - 2 HR/MO TRADING 4. NETTWORTH FINANCIAL GROUP, 700 River St. #1602, Austin TX 78701, United States, 10/01/2017, DBA Name, NIR, 10 HR/MO - 5 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-12
• S63 Uniform Securities Agent State Law Examination
  1997-10-03

Other Names

• Skip Davis