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Current Employers
Vision Investment Advisors, Llc

1010 Washington Blvd Suite 300, Stamford, CT 06901 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-11-13
  • CT RA
    APPROVED
    Since 2013-11-13

Branch Locations

1010 Washington Blvd Suite 300, Stamford, CT 06901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vision Financial Markets Llc Stamford CT 11/2013 Present
Vision Brokerage Services Stamford CT 11/2013 Present
Vision Investment Advisors, Llc Stamford CT 11/2013 Present
High Ridge Futures Llc Stamford CT 11/2014 Present
  • 11/2013 → Present
    Vision Financial Markets Llc
    Stamford, CT
  • 11/2013 → Present
    Vision Brokerage Services
    Stamford, CT
  • 11/2013 → Present
    Stamford, CT
  • 11/2014 → Present
    High Ridge Futures Llc
    Stamford, CT
Previous Registrations
  • 2011-03-17 → 2013-11-13
    Source Capital Group, Inc.
    Westport, CT
    Westport, CT
    Westport, CT
Other Businesses

High Ridge Futures LLC is located at 1010 Washington Blvd Stamford CT 06901. Investment related. Start date: 11/2014. High Ridge Futures LLC is a Futures introducing brokerage firm. Mr. Karafa is a Vice President and Risk Manager. He spends 10 hours working per month, 10 hours working during trading hours. Stratford Storm Lacrosse - Sterling House Community Center. Lacrosse Director. 2283 Main Street Stratford CT 06615. Non-investment related. Start date March 2016. Responsible for coaching and scheduling. He spends 40 hours working per month, 0 hours working during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-16
S63 Uniform Securities Agent State Law Examination 2001-12-21
  • S66 Uniform Combined State Law Examination
    2011-03-16
  • S63 Uniform Securities Agent State Law Examination
    2001-12-21

View on SEC IAPD

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