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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-07-18 |
Branch Locations
1 Edgeview Drive Suite 4B, Hackettstown, NJ 07840 • United States
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Alpha | NJ | 09/2004 | 07/2017 |
| Lpl Financial, Llc | Hackettstown | NJ | 07/2017 | Present |
| Gladstone Wealth Partners | Hackettstown | NJ | 07/2017 | Present |
| Pnc Investments | Blairstown | NJ | 09/2004 | 07/2017 |
1. 7/7/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 6/2/2017 - 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 33%. 2. 7/7/2017 - GLADSTONE WEALTH GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/30/2017 - 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 33%. 3. 8/11/2017 - GLADSTONE INSTITUTIONAL ADVISORY, LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 6/2/2017 - 53 Hours Per Month - Time Spent 33% - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity on 8/11/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/19/2019 - SEMPER FI WEALTH MANAGEMENT - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:03/20/2019 - 160 hrs/mo - 160 hrs during trading. 5. 07/2017 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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